NISM Regulatory Certification Training
Certification Overview
FinX offers training to students and early career professionals for the National Institute of Securities Markets (NISM) Regulatory Certifications. NISM has prescribed several mandatory financial certifications to ensure that industry professionals receive relevant and important training before they start selling products to customers. These certifications are designed by the regulator in collaboration with industry experts and therefore are updated and relevant at all points in time.
These exams provide you an insight into various financial products which will not only help in strengthening your resume/profile at the time of searching for a job or becoming an entrepreneur but will additionally help you when you wish to invest in products like mutual funds yourself.
We cater to several corporate clients – leading private banks, broking houses, NBFCs, colleges etc. and help employees and students undergo the regulatory examinations.
CIEL which a subsidiary of FinX has its own Regulatory Compliance portal which aims to bring together and create a unique 360-degree platform to provide end to end services of onboarding, training and EUIN. CIEL is the longest serving training partner for NISM CPEs, offering these programs for over 10 years.
Regulatory Certification Highlights
- NISM, an educational arm of the Securities & Exchange Board of India (SEBI) has prescribed job role based mandatory regulatory certifications for the Banking & Financial Services Sector.
- These certifications signify that the candidate is well qualified updated in the job role to work in the BFSI sector, strengthening their professional profile and enhancing career opportunities.
- The certification curriculum provides in depth knowledge of the securities market and the associated regulations and risks.
- NISM certifications also pave a path for individuals to start their own financial entrepreneurship journey.
- The NISM certifications are backed by SEBI, making them widely recognized by brokers, banks, asset management firms, and other SEBI associated entities across the country.
- The certifications are open to anyone with a keen interest in finance, including students, working individuals and novice investors amongst others.
FinX Preparatory Training Highlights
- Provides operational support for NISM registration and scheduling of the exam.
- Interactive live online training program led by BFSI industry experts.
- Well researched content with practical concepts and case studies.
- Multiple mock tests to prepare candidates for the financial certification.
- Access to study material needed for the examination.
- 100% placement assistance after clearing the financial certification exam.
NISM-Series-V-A: Mutual Fund Distributors Certification Exam
This exam seeks to create a common knowledge benchmark for individuals involved in selling and distributing mutual funds. Its primary goal is to enhance the quality of sales, distribution, and customer relations within the Mutual Fund Industry.
NISM-Series-VIII: Equity Derivatives Certification Examination
This exam aims to enable better understanding of derivative products in the equity market, their associated regulations, and risks. It delves into the clearing and settlement mechanisms of exchanges and emphasizes rules specific to the equity derivatives segment in the Indian securities market.
NISM-Series-XV: Research Analyst
This financial certification establishes a common minimum knowledge benchmark for research analysts operating under SEBI guidelines. The certification aims to enhance the quality of services provided by research analysts in the Financial Services Industry.
NISM-Series-XXI-A: Portfolio Management Services Distributors Certification Examination
Theis financial certification is crucial for understanding portfolio management, its performance evaluation, and operational aspects. Candidates undertake this exam to grasp fundamentals of investments, stock market operations, fixed-income securities, derivatives, and mutual funds.
Additionally, it offers insights into taxation, regulations, and the ethical considerations of portfolio managers and PMS distributors.
NISM-Series-VII: Securities Operations And Risk Management Certification Examination
This financial certification establishes a knowledge baseline for individuals involved as stock brokers, trading members, asset investors, or clearing members in recognized stock exchanges. It covers activities related to risk management and those influencing operational risk, along with the
procedures for addressing investor grievances.
NISM-Series-I : Currency Derivatives Certification Examination
This financial certification aims to improve the quality of service provided by Depository Participants.
It ensures a thorough understanding of the regulatory procedures, registration processes, eligibility criteria and the depository system's institutional structure.
NISM-Series-VI: Depository Operations Certification Examination
This financial certification aims to improve the quality of service provided by Depository Participants.
It ensures a thorough understanding of the regulatory procedures, registration processes, eligibility criteria and the depository system's institutional structure.
Career Prospects After Completing NISM Certifications
- Mutual Fund Distribution
- Derivatives Trading
- Portfolio Management
- Risk Management
- Stock Broking
- Wealth Management
Frequently Asked Questions
What is NISM and its significance?
The National Institute of Securities Markets (NISM) is a public trust established by the Securities & Exchange Board of India (SEBI). It conducts several financial certification examinations to ensure that industry professionals are up-to-date with the latest policies, procedures, and regulations in the BFSI sector.
Why should one opt for a NISM certification?
NISM certifications are essential for certain job roles in the Banking & Financial Services Sector. They enhance an individual’s professional profile, provide in-depth knowledge of the securities market, and open doors for entrepreneurial opportunities in the financial world.
Who can apply for NISM certifications?
NISM certifications are open to anyone with an interest in finance, including students, working professionals, and novice investors.
What support does FinX offer for NISM certifications?
FinX provides operational support for NISM registration, live online training by BFSI experts, access to well-researched content, mock tests, study materials, and placement assistance post certification.
Are these certifications recognized by institutions in the BFSI sector?
NISM certifications are backed by SEBI and are widely recognized by brokers, banks, asset management firms, and other SEBI associated entities across the country.
- Duration: 20-30 Hours
- Eligibility:UG/PG working professionals
- Accessibility: Self study & Live sessions
